PHYS THER
Vol. 86, No. 8, August 2006, p. 1092
The Bottom Line
Evan Johnson
Evan Johnson, PT, DPT, MS, OCS, MT, Assistant Professor of Clinical Physical Therapy, Program in Physical Therapy, Columbia University, New York, NY.

What problems did the researchers set out to study, and why?
Conflicting evidence exists on what strategy is most effective
in preventing back injury during lifting. The researchers examined
how low back loading is affected by lifting strategy and the
size and height of the load being lifted. They hypothesized
that placing one foot beside the load to be lifted while assuming
a kneeling position with the contralateral limb would reduce
spinal loading but would induce asymmetrical spinal loading
when lifting wide loads.

Who participated in the study?
Twelve male subjects with no history of low back pain (mean
age of 26.1 years, SD = 26.1).

What new information does this study offer?
Large extensor moments about the joints of the lumbar vertebral
column are produced by the paravertebral musculature during
lifting. These moments result in large compressive and shear
forces acting between each pair of vertebrae, which may result
in injury to the intervertebral disk, muscles, and ligaments.
Although lifting from a squat position with the lumbar spine
maintained in lordosis is a commonly taught strategy, there
is little evidence to support that this posture reduces compressive
and shear forces acting on the spinal segments. Existing evidence
suggests that compressive and shear forces acting on the lumbar
spine are most influenced by load moment, lifting speed, and
acceleration. This study showed that the width of an object
and the height from which an object is lifted are more important
determinants of forces acting on the lumbar spine than the strategy
used to perform the lift. The study further suggests that squatting
may be an effective technique to reduce compressive forces acting
at L5-S1 when lifting narrow loads, but straddling and stooping
techniques are more effective at reducing compressive forces
when lifting wider loads from the floor. Asymmetrical spinal
loading and increased lateral shear force was induced in this
study when subjects lifted loads using the kneeling straddle
technique as described.

How did the researchers go about the study?
The authors of this study measured kinematics, ground reaction
forces, and electromyographic trunk muscle activity as subjects
lifted wide (600 mm) and narrow (300 mm) 20-kg boxes from two
heights (290 mm and 50 mm). Researchers constructed a model
that allowed them to calculate 3-dimensional forces acting on
the lumbar spine for each of 4 lifting techniques in each of
the tested conditions. The lifting techniques tested were squat
lifting (lifting with a straight lumbar spine while flexing
at the knees), stoop lifting (lifting with straight knees while
flexing the lumbar spine), straddle lifting (straddling the
load in standing with one foot to the side of the load and the
other behind the load), and the kneeling technique (straddling
the load with one foot to the side of the load while kneeling
on the contralateral knee behind the load). Videotaped instruction,
guided practice, and verbal cueing in lifting techniques were
provided to all subjects prior to testing. The researchers combined
kinematic data from light-emitting diode markers with anthropometric
and force-plate data to construct a 3-dimensional model. This
model was then utilized to estimate net moments and compression
and shear forces occurring at the L5-S1 spinal intervertebral
disk during testing.

How might the results of this study apply to patients who are treated by physical therapists from this point forward?
Physical therapists should advise patients to avoid lifting
wide objects from the floor whenever possible. When patients
are required to lift objects from floor level, adjusting the
posture to the size and placement of a load during lifting to
minimize the horizontal distance from the low back to the load
is advisable, based on current evidence. Teaching a patient
to kneel on one knee while straddling a wide load on the floor
may reduce the compressive and shear forces acting on the lumbar
spine during lifting by bringing the load close to the body
without placing the lumbar spine in full flexion, as seen in
the stoop technique. When objects are narrow enough to fit between
the feet, squat lifting can reduce compressive forces on the
spine.

What are the limitations of the study, and what further research is needed?
This study was performed on a small, homogenous sample of healthy,
young men. The results are not generalizable to women or indi-
viduals with back pain. Furthermore, the mechanics of the spine
in older individuals who are likely to have degenerative changes
of the spine may be different from the sample tested in this
study. Finally, this study doesnt account for individual
variations in lifting techniques that may occur due to musculoskeletal
issues (such as knee pain or muscle flexibility) or due to asymmetry
in load placement.
[Kingma I, Faber GS, Bakker AJM, van Dieën JH. Can low back loading during lifting be reduced by placing one leg beside the object to be lifted? Phys Ther. 2006;86:1091–1105.]

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Related Article
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Can Low Back Loading During Lifting Be Reduced by Placing One Leg Beside the Object to Be Lifted?
- Idsart Kingma, Gert S Faber, Anja JM Bakker, and Jaap H van Dieën
Physical Therapy 2006 86: 1091-1105.
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